The AI-Powered Compliance Platform for Swiss Banks
The Compliance Bottleneck
Financial institutions face critical challenges that slow down operations and increase costs
Weeks-Long Reviews
Onboarding a single client takes 2-4 weeks across screening, document review, and risk assessment — delaying revenue and frustrating relationship managers.
Manual, Repetitive Work
Analysts spend 70% of their time on data entry, copy-pasting between screening tools, and chasing documents — instead of making risk decisions.
Fragmented Tools
Screening in one tool, KYC extraction in another, client data in Excel, tasks in email. No single source of truth for compliance.
Audit Trail Gaps
When FINMA asks how a risk decision was made, teams scramble to reconstruct the trail across disconnected systems.
How Compl.AI Works
Four steps to transform your compliance workflow
Screen & Verify
Run instant sanctions, PEP, and adverse media screening on any individual or entity. The Compl.AI AI Engine checks global watchlists and returns results in under 60 seconds.
Extract & Build Profiles
Upload any document in any format, any language — from passports to corporate registries. AI extracts structured KYC data and builds 360° client profiles with field-level provenance.
Score & Prioritize Risk
Automated risk scoring assigns clients to risk tiers (low, medium, high, prohibited) based on jurisdiction, entity type, screening results, and custom rules. Prioritize your team's work automatically.
Monitor & Report
Continuous compliance with real-time dashboard monitoring. Track KPIs, risk distribution, and pending tasks. Export audit-ready reports with complete provenance for every data point.
Integrates with your existing stack via API — no system replacement required
Built for Swiss Banking Compliance
Enterprise-grade features designed for the unique needs of financial institutions
Sanctions & PEP Screening
Screen individuals and entities against OFAC, UN, EU, and SECO sanctions lists. Automatic PEP detection and adverse media checks — results in under 60 seconds.
Automated Risk Scoring
The Compl.AI AI Engine assigns risk tiers (low, medium, high, prohibited) based on jurisdiction, entity type, screening hits, and your custom rules.
Document Intelligence
The Compl.AI AI Engine reads any document in 90+ languages. Extracts structured KYC data with field-level provenance linking every value to its source.
Unified KYC Profiles
CDB-aligned data model with complete audit trails. Every client has a 360° profile: documents, timeline, screening results, risk scores, and compliance flags.
Batch Screening
Upload lists of clients for bulk screening against all watchlists. Ideal for periodic re-screening and portfolio-wide compliance checks.
Client Lifecycle Management
360° client view with tab navigation: Overview, Documents, Timeline, Notes, Screening, Risk Scoring, EDD, UBO, Transactions, Monitoring. Track every stage from onboarding to ongoing compliance.
Compliance Dashboard
Real-time KPI monitoring: total clients, pending tasks, urgent items, risk distribution. Drill down into any metric for detailed analysis.
Complete Audit Trails
Timeline tracking for every client showing who did what when. Field-level provenance links every data point to source documents. Regulator-ready documentation.
Ongoing Monitoring
Continuous screening against updated watchlists. Automated alerts when a client's risk profile changes. Never rely on point-in-time checks alone.
Regulatory Compliance
Built for FINMA, MiFID II, and AMLD compliance. Swiss CDB20-aligned with full audit trails. Cloud SaaS or on-premise deployment.
One Platform for Your Entire Compliance Workflow
Stop juggling multiple tools. Compl.AI brings screening, KYC extraction, risk scoring, and monitoring into one intelligent platform.
Sanctions & PEP Screening
Screen individuals and entities against OFAC, UN, EU, and SECO sanctions lists. PEP detection, adverse media checks, and ongoing monitoring — all with full audit trails.
Ready to see the platform in action?
Book a DemoBuilding the Future of Compliance
Compl.AI is a modular compliance platform. Screening, risk scoring, and KYC extraction are live today. These modules are coming next:
Enhanced Due Diligence
Deep-dive investigations for high-risk clients. AI-generated EDD reports with source attribution. Automated questionnaires and enhanced documentation requirements.
Ultimate Beneficial Owner (UBO)
Beneficial ownership analysis with ownership chain visualization. Automated UBO identification, PEP checks on UBOs, corporate structure mapping.
Transaction Monitoring
Pattern detection and anomaly alerts. Velocity checks for unusual transaction volumes. Integration with existing transaction monitoring systems.
Want to Shape Our Roadmap?
We're actively gathering feedback from compliance officers and risk managers. Book a demo to share your requirements and get early access to upcoming features.
Schedule a CallThe Impact
Quantifiable results that transform your compliance operations
Screening Results
Run sanctions, PEP, and adverse media checks in under 60 seconds. Instant results, full audit trail.
Languages Supported
Global coverage from German to Chinese, Arabic to Spanish. Extract KYC data from documents in any language.
Audit Trail Coverage
Every screening hit, risk score, and extracted field links to its source. FINMA-ready documentation.
Client View
Complete lifecycle management from screening to ongoing monitoring. One profile, one source of truth.
Built for Your Role
Tailored benefits for every decision-maker in your organization
Chief Compliance Officer
Key benefits for your role
Real-time oversight of screening, risk scoring, and KYC operations
Regulatory-ready audit trails for FINMA, MiFID II, AMLD
Explainable AI decisions — no black-box algorithms
Team performance tracking and capacity planning
Enterprise-Grade Security & Compliance
Built with the highest standards of security and regulatory compliance
FINMA-Aligned
Swiss CDB20 compliance
GDPR Compliant
EU data protection standards
On-Premise Option
Deploy on your infrastructure
256-Bit Encryption
Bank-grade security
API Security
Industry best practices
Regular Audits
Security tested
Explainable AI
Every decision shows reasoning. No black-box algorithms. Complete transparency for regulators.
Frequently Asked Questions
Get answers to common questions about Compl.AI
Ready to See Compl.AI in Action?
Join financial institutions automating their compliance operations with the Compl.AI AI Engine. Full audit trails, explainable decisions, Swiss-grade security.